WAM, Werlinich Asset Management, Independent, Fee Only, Investment Advisor, Money Manager, RIA, Financial Planner

Part I of Form ADV Part I of Form ADV is filed electronically by Werlinich Asset Management each year with the Securities and Exchange Commission (SEC). To view this filing, just enter "Werlinich" in the Company Name search box.
Form ADV Part II and Schedule F Form ADV Part II and Schedule F is filed by WAM each year with the SEC. It details all of the business practices, fee schedules, disclosures and background information on the company. WAM is required to provide the ADV to all prospective clients and to offer it to all existing clients every year.
Client Contract - Discretionary Management This is WAM's contract to provide discretionary investment management services.
Client Contract - Consulting This is WAM's contract to provide hourly consulting services.
Contract - 529 and 401(k) accounts This is WAM's contract to provide investment or consultative services for Section 529 and 401(k) accounts.
Client Objectives We request that all prospective clients fill out this two-page questionnaire. All information is kept strictly confidential.
Risk Tolerance Profile We request that all prospective clients complete this profile to help us gauge your tolerance for investment risk. All information is kept strictly confidential.
New Account Application Use this form to open a new account at TD Ameritrade.
Account Transfer Use this form to transfer accounts from another broker or mutual fund to TD Ameritrade.
Limited Power of Attorney Use this form to either transfer assets held in the retail to the institutional side of TD Ameritrade or to authorize WAM to debit fees from your managed account.
Margin Agreement Use this form to set up a margin loan agreement with TD Ameritrade.
Direct Deposit Application Use this form to set up a direct deposit of funds directly from your paycheck to your TD Ameritrade account.
Money Transfer Plan Use this form to set up a monthly or quarterly transfer of funds between your bank account and your account at TD Ameritrade.
Authorization for Direct Disbursement of Funds Use this form to deliver instructions to wire funds from your TD Ameritrade account to your bank account.
Account Update Form Use this form to update an account at TD Ameritrade. For example, you may add or delete a signer from an account.
Beneficiary Designation Use this form to designate a beneficiary for your account with TD Ameritrade.
IRA Application Use this form to open up a Traditional, Rollover or Roth IRA with TD Ameritrade.
Beneficial IRA Application Use this form to open up a Beneficial IRA with TD Ameritrade.
IRA Distribution Use this form to request a distribution from your TD Ameritrade IRA.
IRS Form 5305-SEP Complete this form, together with the IRA Application, to open up a SEP IRA with TD Ameritrade.
IRS Form 5305SA-SIMPLE Employers complete this form, together with the IRA Application, to open a SIMPLE IRA with TD Ameritrade.
IRS Form 5304-SIMPLE and IRS Form 5305-SIMPLE Employers should use one of these two forms, together with the IRA Application and IRS Form 5305SA to establish a SIMPLE match plan for their employees
Irrevocable Stock Power Use this form to send a stock certificate to TD Ameritrade to be held in your account.
Letter of Authorization Use this form to request that funds be transfered between accounts domiciled at TD Ameritrade.
Personal Trust Account Application Use this form, together with the Trustee Certification form, to open a trust account at TD Ameritrade.
Trustee Certification for Trust Account Use this form, together with the Personal Trust Account Application, to open a trust account at TD Ameritrade.
Affidavit of Domicile For Trusts Use this form to establish the place of residence for the executor or administrator of a trust account at TD Ameritrade.
Corporation Agreement Use this form, along with a New Account Application, to open up a corporate account with TD Ameritrade.
Coverdell Savings Account Application Use this form to open a Coverdell Savings Account (Education IRA) at TD Ameritrade.
529 College Savings Enrollment Form Use this form to open a Section 529 college savings account with TD Ameritrade.
529 College Savings Transfer Form Use this form to transfer or roll over existing assets to your 529 account at TD Ameritrade.
529 College Savings Automatic Deduction Form Use this form to have funds deducted automatically from your bank account and added to your TD Ameritrade 529 account.
529 College Savings Change Investment Form Use this form to change the investment options on your TD Ameritrade 529 account.
529 College Savings Change Info Form Use this form to change the name or address on your TD Ameritrade 529 account.
529 College Savings Change Beneficiary Form Use this form to change the beneficiary of your TD Ameritrade 529 account.
529 College Savings Withdrawal Form Use this form to withdraw money from your TD Ameritrade 529 account.

Investing Seminar This is a presentation on finance and investing.

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